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 Duration 14 hours

Course Outline

Foundations of ISO 37301 and Compliance Management

  • Introduction to ISO 37301 and its core objectives
  • Core compliance principles: integrity, accountability, and transparency
  • Key distinctions between ISO 19600 and ISO 37301

Organizational Context and Leadership

  • Analyzing internal and external organizational factors
  • The role of top management and leadership responsibilities
  • Defining compliance policies and strategic goals

Planning and Support Mechanisms

  • Evaluating compliance risks and developing mitigation plans
  • Requirements for competence, awareness, and internal communication
  • Documentation and resource allocation for the CMS

Operational Controls and Compliance Workflows

  • Defining operational procedures and assigning responsibilities
  • Managing outsourcing and third-party compliance issues
  • Recording compliance obligations and implementing controls

Monitoring, Assessment, and Reporting

  • Measuring compliance performance using KPIs
  • Performing internal audits and compliance reviews
  • Managing compliance reporting and escalation protocols

Management Review and Ongoing Enhancement

  • Assessing system effectiveness and incorporating leadership feedback
  • Handling non-conformities and implementing corrective measures
  • Driving continuous improvement within the CMS

Certification, Integration, and Future-Proofing

  • Pathways to ISO 37301 certification and external audits
  • Aligning with ISO 37001, ISO 9001, or ISO 27001
  • Emerging compliance trends and the role of digital governance

Recap and Subsequent Actions

Requirements

  • A foundational grasp of compliance and risk management principles
  • General knowledge of management system standards
  • Prior exposure to regulatory, legal, or internal control domains

Target Audience

  • Compliance officers and internal control managers
  • Auditors, legal counsel, and risk specialists
  • Senior executives and governance leaders dedicated to upholding compliance integrity

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